中国科学院大学博士硕士留学生学位论文格式模板.docx

中国科学院大学督学生博士硕士学位论文撰写规范ThesisandDissertationGuideUniversityofChineseAcademyofSciencesJune2022ContentsPart I. PartsofaThesisZDissertation21. Tit1.ePage22. StatementofOrigina1.ityandAuthorizationStatement.53. AbstractandKeyWords54. Contents75. 1.istofSymbo1.sandAbbreviations(ifapp1.icab1.e)76. TheMainText87. References108. Appendix(ifapp1.icab1.e)109. Acknow1.edgments1010. ResumeandRe1.evantAcademicAchievementsIPart II. WritingaThesisZDissertation111. BasicRequirements112. RequirementsforOrigina1.ity133. RequirementsforInnovation134. 1.engthofaThesisZDissertation145. 1.anguage,Punctuations,andNumbers146. MainBodyofaThesisZDissertation157. Reference1.ist24Part III. FormattingRequirements331. PaperandPageSettings332. Tit1.ePage333. Spine344. AbstractandKeyWords345. Contents346. MainText357. OtherSections368. PrintingandBinding36APPendiX139Appendix257APPendiX359ThesisandDissertationGuideUniversityofChineseAcademyofSciencesJune2022Athesis/dissertationrepresentstheresu1.tofinnovativeresearchonexistingscientificprob1.emsandinquiriesinspecificscientificfie1.ds,basedonactua1.scientificknow1.edgeacquiredsofarbygraduatestudentswithascientificmindsetandfo1.1.owingcertainscientificmethods,techno1.ogies,andtoo1.s.Athesis/dissertationdirect1.yref1.ectsastudent'sresearchachievementsandservesasthemainbasisforeva1.uatingthedegreeapp1.icant'sacademic1.eve1.andaccording1.yawardinganadvancedacademicdegree.Ita1.somakesanimportantcontributiontothescientificresearchcorpus.Dissertation/thesiswritingispartofthebasictrainingtoimprovethescientificresearchabi1.itiesofagraduatestudentandisabasictestofthestudent'sacademicperformanceandresearchachievementsandanimportantrepresentationandindicatoroftheirabi1.itytocarryoutscientificresearchandinnovation.Inordertoimprovethequa1.ityandstandardizethecontentsandformatsofthedegreethesis/dissertation,theGuideisformu1.atedbasedonPresentationofThesesandDissertations(GB1T7713.12006),InfonnationandDocumentationRu1.esforBib1.iographicReferencesandCitationstoInformationResources(GB-T77M2015),andAcademicPub1.ishingSpecificationDefinitionofAcademicMisconductforJourna1.s(CYT1742019).TheAcademicDegreeEva1.uationSub-committeeofeachdiscip1.inegroup(hereinafterreferredtoas“discip1.inegroupcommittee")canconsu1.ttheGuideandfomu1.atespecificrequirementsforIhesisZdissertationwritingtomeetthere1.evantcharacteristicsandre<irementsofitsownrespectivefie1.dofdiscip1.ine.PartI.PartsofaThesisZDissertationIngenera1.,aIheSiSMisseriationshou1.dinc1.udethefo1.1.owingpatsandsections:tit1.epage;statementoforigina1.ityandauthorizationstatementforIhesisZdissertationuse;abstract;contents;descriptionofsignsandsymbo1.s(ifany):maintext;references;appendix(es)(ifany);acknow1.edgments;theauthor'sresume;a1.istofpub1.ishedpapersduringthestudy,amongotherre1.evantacademicachievements.1. Tit1.ePageTheIhesisZdissertationtit1.epagemustcomp1.ywithUCASformatrequirements(secTemp1.ate1:Tit1.ePageofChineseversionandTemp1.ate2. Tit1.ePageOfEng1.ishversion)andinc1.udethefo1.1.owing8items:1.1 C1.assificationTheconfidentia1.ity1.eve1.andtimeperiodasc1.assifiedandpostponed,respective1.y,sha1.1.bemarkedonthetit1.epageofaIheSiS/dissertation.This1.ineofdescriptioncanbeomittedifthethesis/disser1.ationisnonconfidentia1.1.2 ThesisTit1.eAChinesetit1.eshou1.dbrief1.yandc1.ear1.yindicatethemainideaofthethesis/dissertationwithnomorethan25Chinesecharacters.AnEng1.ishtit1.eshou1.dnorma1.1.yhavenomorethan1501.etters.Asubtit1.ecanbeusedifnecessarjf.Abbreviations,acronyms,symbo1.sandformu1.asshou1.dbeavoidedinthetit1.e.1.3 Author'sNameAccordingtoTheChinesePhoneticA1.phabetSpe1.1.ingRu1.esforChineseNames(GBT280392011),thesurnameandthegivennameon1.heEng1.ishtit1.epageshou1.dbeseparatedbyspaces,withthesurnamefirstandtheforename1.ast.Thesurnameandforenameshou1.dbewritteninfu1.1.A1.1.the1.ettersinthesurnameshou1.dbecapita1.ized,whi1.etheinitia1.1.etteroftheforenameshou1.dbecapita1.ized.Thewritingorderofthenamesofforeignstudentsshou1.dadheretopassportfo11nat,anda1.1.1.ettersshou1.dbecapita1.ized.1.4 SupervisorsThename,professiona1.andtechnica1.tit1.es,andworkaddressofthesupervisormustbeinc1.uded.Inthecaseofmorethanonesupervisor(a1.1.mustbeapprovedbyre1.evantinstitutesorschoo1.sandrecordedinthestudentregistrationsystem),thenameofthefirstsupervisorshou1.dbep1.acedbeforethenameofthesecondandothersupervisors(subjecttoapprova1.byre1.evantinstitutesorschoo1.sandtherecordinthestudentregistrationsystem).Ifthethesis/dissertationiscomp1.etedundertheguidanceofathesisadvisoryboard,there1.evantinformationoftheboardmembersshou1.dbeindicatedandinc1.uded.1.5 DegreeCategory“DegreeCategorjr"inc1.udesdiscip1.inecategories(academicdegree)orprofessiona1.degreecategoriesaswe1.1.asdegree1.eve1.s.Discip1.inecategoriesinc1.udescience,andmedicine,amongotherscientificdiscip1.ines;professiona1.degreecategoriesinc1.udeengineering,businessadministration,andotherprofessiona1.discip1.ines.Thedegree1.eve1.inc1.udesmaster'sanddoctora1.degrees.1.6 Discip1.ineandMajorThefu1.1.nameofhep11narysecondarydiscip1.ineinwhichtheauthorstudiesarefocusedisrequired.Thenameshou1.dbeconsistentwiththatinthestudentregistrationsystem,andnotwritteninabbreviatedform.1.7 InstituteZSchoo1.Thefu1.1.nameoftheinstituteorschoo1./departmentSUChastheXXInstituteoftheChineseAcademyofSciencesortheXXSchoo1.oftheUniversityofChineseAcademyofSciencesmustbeinc1.uded.1.8 TimeofSubmissionArabicnumera1.sshou1.dbeusedtomarktheyearandmonththattheIhesisZdisscrta1.ionissubmittedtothedegreeconferringinstitution.Genera1.1.y,thepaperssubmittedtorapp1.icationofadegreeinsummeraremarked'June：andpaperssubmittedforapp1.icationofadegreeinwinteraremarked'December',e.g.,June2023;December2023.2. StatementOfOrigina1.ityandAuthorizationStatementAtemp1.ateisprovidedforcomposingthestatements(seeTemp1.ate3);thesignatureofIheauthorandhisorhersupervisorshou1.dbeinc1.uded.Inthecasewhenthesupervisorisnotab1.etosign,there1.evantinstituteorschoo1.shou1.dmakeproperarrangemen1.s.3. Abs1.rac1.andKeyWordsAIhesisZdisscrtationabstractshou1.dinc1.udebothChinescandEng1.ishversions.Theabstractshou1.dbrief1.ysummarizethemaincontentsofthethesisdissertation,andexp1.ainthemainpurpose,contents,methods,andconc1.usionsofthepaper.InnovativeachievementsornewpropositionsoftheIhesis1Zdissertationshou1.dbehigh1.ighted.Equations,figuresortab1.es,andi1.1.ustrationsarenotrecommended,andcitationsarenotrequired.ThenumberofwordsintheChineseabstractisdecidedbythebranchesofeachdiscip1.inegroupcommitteeperthecharacteristicsofthediscip1.inesinvo1.vedineachdiscip1.inegroup.TheEng1.ishabstractandtheChineseabstractshou1.dbeidentica1.incontent.FortheIheSiS/dissertationofinternationa1.studentswritteninother1.anguages,thenumberofwordsintheChineseabstractisspecifica1.1.yformu1.atedbythecommitteebranchofeachdiscip1.inegroup;awordcountofno1.essthan5,(X)Owordsisrecommended.Tofaci1.itatedocumentindexing,threetofivekeywordsindicatingthemainfocusoftheIhesisZdissertationshou1.dbegivenfo1.1.owingtheabstract.Thekeywordssha1.1.bewrittenona1.inebe1.owtheabstract,doub1.e-spacedifnecessary,innotab1.echaractersfrom1.efttoright.Chinesekeywordsshou1.dbeseparatedbyChinesecommas.Eng1.ishkeywordsshou1.dcorrespondtoChinesekeywordsandbeseparatedbyEng1.ishcommas,withthefirstIetterscapita1.ized.Theabstractshou1.dbewrittenonaseparatepage,whichshou1.dbenumbered(withuppercaseRomannumera1.s)insequentia1.ordera1.ongwiththeothercontentsbeforethemaintext.4. ContentsThetab1.eofcontentsshou1.dinc1.udethetit1.esofa1.1.thesectionsinthemaintextoftheIheSiS/dissertation,aswe1.1.asreferences,aendix(es)(ifany)andacknow1.edgments,exc1.udingtheChineseabstractandEng1.ishabstract.Thispageshou1.dinc1.udechapternumberorsectionnumber,tit1.eandpagenumberofeachchapter,section,andappendixinthethesis/dissertation.Theheadingsinthemaintextshou1.dbenomorethanthree1.eve1.s,(e.g.,1.1.1).Thefirst-1.eve1.headingdoesnotneedindentation,withthesecond-1.eve1.andthird-1.eve1.tit1.esindentedtwospacesandfourspaces,respective1.y.Fo1.1.owingthecontentspage,a1.istoffiguresora1.istoftab1.esisrequiredshou1.d(herebeanyfiguresortab1.esinthethesis/dissertation.1.istsoffiguresortab1.esshou1.dinc1.udeseria1.numbers,tit1.es,andpagenumbers.Thetab1.eofcontentsshou1.dappearbeforethemaintextonaseparatepage,numberedinsequentia1.order(withuppercaseRomannumera1.s)a1.ongwithanyothercontents.5. 1.istofSymbo1.sandAbbreviations(ifapp1.icab1.e)Ifphysicssymbo1.s,signs,abbreviations,measurementunits,orspecia1.termsareusedextensive1.yinthethesis/dissertation,a1.istorseparate1.istswiththeircorrespondingdefinitionsshou1.dbeconstructed.Ifsuchsymbo1.sorsignsarefew,a1.istmaynotbenecessary,butexp1.anationsshou1.dbeprovidedifandwhentheydofirstappearinthethesis/dissertation.Inthecaseofdefinitionsofsymbo1.sinthepaper,suchdefinitionsshou1.dbep1.acedafterthetab1.eofcontentsandbeforethemaintext.Thedefinitionsofsymbo1.sshou1.dbewrittenonaseparatepage,numberedinsequentia1.order(withuppercaseRomannumera1.s)a1.ongwithanyothercontentsbeforethemaintext.6. TheMainTextIngenera1.,themaintextofthethesis/dissertationinc1.udestheintroduction,maintext,conc1.usionandprospects.6.1 IntroductionTheiniroductionsha1.1.givehcbackgroundinformationonthechosensubjectandexp1.ainthesignificanceoftheideaspresented.Thissectionofthethesis/dissertationshou1.da1.soinc1.udea1.iteraturereviewofpreviousresearchinthefie1.dandresearchareaconductedbothathomeandabroad,scientificandtechno1.ogica1.researchrob1.e11(三)thathcIhesisZdisscrtaiionaimstoaddressandreso1.ve,themaintheory(ortheories),andmethod(三),1.ogicofreasoning,andpaperstructure.Inaseparatechapter,theintroductionshou1.dgivedetai1.sandshou1.dnotsimp1.yrep1.icatetheabstract,butshou1.dberea1.isticandnotexaggerateordepreciatetheva1.ueof1.hcauthor'sownworkorthatofpreviousstudies.6.2 TheMainTextoftheThesisZDissertationThemaintextisatthecoreofthethesis/dissertation.inthissection,materia1.sanddataobtainedfromreading,observation,andexperimentsduringthestudyprocess;researchandinvestigationareexamined,processed,sorted,andana1.yzedtoformarguments.Inaccordancewiththenormsorrequirementsofdifferentmajorssubjectsandse1.ectedtopics,athesis/dissertationcanbewritteninchaptersandsectionsorinthestructureof"ResearchBackgroundandSignificance-MethodsandProcess-Resu1.tsandDiscussion".Thewritings,however,mustberea1.isticandcomp1.ete.Thethesis/dissertationwritingshou1.dhaveproper1.ogic,effectivereasoning,re1.iab1.earguments,c1.earstructure,anda1.soconciseandcomprehensib1.e1.anguage.6.3 Conc1.usionandProspectsTheconc1.usionsha1.1.summarizethem<jorfindingsoftheIhesisZdisscrtationc1.ear1.y,concise1.y,accurate1.yandcomp1.ete1.y.I1.sha1.1.notbeasimp1.erepetitionofeverychapter'sconc1.usion.Inadditiontothemajorfindings,theconc1.usionshou1.da1.soc1.arify1.heorigina1.ityoftheresearch,andpredictandeva1.uatetheIheSiSZdisserta1.ion1.academicva1.ueandapp1.icationva1.ue.Furthermore,1.heauthormuststateany1.imitationsand/orunso1.vedprob1.emsintheresearch,providingsuggestionsforfurtherresearchandacademicpursuits.Theauthor'sownresearchachievementsshou1.dbestrict1.ydistinguishedfromthoseofothers.7. ReferencesThethesis/dissertationshou1.dref1.ectarigorousandrea1.isticscientificresearchapproach.Attheendofthemaintext,(heauthorshou1.d1.istinthereferencessectionanycitations,references,orborrowingsoftheresearchresu1.tsorideasofothers,adheringtotherequiredcitationmethodinthediscip1.ine.Eachentryinthereferencessectionshou1.dcorrespondtothecitedmateria1.inthetext.Apropercitationmustbeensured,andacademicmisconduct,suchasp1.agiarism,isstrict1.yprohibited.8. Appendix(ifapp1.icab1.e)Theappendixsha1.1.main1.yinc1.udeanyexcessive1.y1.engthyformu1.aderivationsinthemaintext,auxi1.iarymathena1.ica1.too1.sortab1.esrequiredforeasyreading,datacharts,fu1.1.textsanddescriptionsofprocedures,questionnaires,Cxpcrifnenta1.instructions,c1.c.9. Acknow1.edgmentsTheacknow1.edgmentssectiona1.1.ows(heauthortoexpresshisorhergratitudetoinstitutionsandindividua1.sthathaveprovidedvariousformsoffinancia1.assistance,guidance,andhe1.pduringtheresearch,aswe1.1.asvariousfavorab1.econditionsthatfaci1.itateorcontributetothewritingoftheIhesisZdissertation.Acknow1.edgmentsshou1.dberea1.isticandavoidgrandioseorotheru,iseimproperwording.Adateconsistentwiththatonthetit1.epageofthepapersha1.1.a1.sobeinc1.udedattheendoftheacknow1.edgmentssection.10. ResumeandRe1.evantAcademicAchievementsTheauthor'spreviousstudyandworkexperiencefromuniversityupunti1.hisorherapp1.icationforthere1.evantdegreeshou1.dbeinc1.udedintheresume.Datesofpub1.ishedoremp1.oyedpapersoftheauthorduringthestudyperiodshou1.dbe1.istedinchrono1.ogica1.orderofpub1.ication,withthesameformatasthatdescribedforreferences.Otherre1.evantacademicachievementsinc1.udepatents,rewardsandprojectscomp1.eted,amongotheracademicachievementsoftheauthor.PartII.WritingaThesisZDissertation1. BasicRequirementsTheIhcsisZdissertationmustbeasystematicandcomp1.eteacademicpaperandfo1.1.owestab1.ishedacademicno11nsandrequirements.Itshou1.dnoton1.yconformtore1.evantnormsinform,buta1.soinqua1.ity.Thefo1.1.owingmustbeensured:C1.earacademicstances:1.ogica1.,correct,andsufficientargumentsandargumentation;rigorousreasoning;scientificmethods;comp1.eteandsufficientmateria1.s;re1.iab1.edata;propercitations,reasonab1.estructure;1.ogica1.arrangementofideas:c1.arityandcoherence;accurateexpression;andrigoroussty1.eofresearch.Theresearchresu1.tsshou1.dref1.ecttheauthor'suniqueacademicinsights,scientificarguments,andinnovativeconc1.usions,showingthattheauthorhasmasteredso1.idfundamenta1.theorieswithathoroughunderstandingofthefocusedareaofstudy,anddemonstratesthecapabi1.itytoindependent1.yengageinscientificresearch.Thetopicofamaster'sthesisshou1.dcomefromanimportantfie1.doftheauthor'sdiscip1.ine,withcertaintheoretica1.significanceorva1.ueofapp1.ication.Amaster'sthesisshou1.dso1.veanimportantprob1.eminscienceorproduction,andpresentimportantresearchresu1.ts,profferingsocia1.benefitsorprospectsforapp1.ication.Thetopicofadoctora1.dissertationshou1.dcomefromfrontierfie1.dsofthediscip1.ine,withimportanttheoretica1.significanceorva1.ueofapp1.ication.Adoctora1.dissertationshou1.dbefair1.yinnovativeintheoryormethodandreso1.veanimportantdi1.emmaorqueryinscienceorproduction,withanyanda1.1.possib1.emjorbreakthroughs,andhaveimportantsocia1.benefitsorprospectsforapp1.ication.2. RequirementsforOrigina1.ityAthesis/dissertationmustrepresenttheauthor'sownorigina1.resu1.tsofscientificresearchcomp1.etedindependent1.ybythedegreeapp1.icantundertheguidanceofhisorhersupervisor.Itsha1.1.betheresu1.tofinvestigationsandresearchintoascientificissue,emp1.oyingscientificthinkingandjudgment,andscientificmethods/too1.s,i.e.,proposingresearchquestions,ana1.yzing,andso1.vingprob1.ems,afteryearsof1.earningandresearchinaspecia1.izedarea.Athesis/dissertationshou1.dinc1.udeac1.earandcomp1.ete1.iteraturereview,butcannotberep1.acedbya1.iteraturere